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Saturday, October 3, 2026The Morning Brief →Sign in
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Morgan Stanley

PURCHASE, NY
CRD: 149777
In PWD coverage since September 28, 2026 · 16+ stories
$2TRegulatory AUMSEC Form ADV · Sep 26
29,481EmployeesForm ADV
6Deals on our tracker
-8Talent net · 12 months0 in · 8 out
Regulatory AUM · Aug 16 – Sep 26
Observed recruiting events · 12 monthsOn the wire →
Net -8 · 0 incoming events · 8 outgoing events
TruCore Advisors
Aug 26 · team liftout
Arrivals
None tracked.
Departures
Mitch Edwards
Aug 13 · to UBS
Jeff Stanley
Aug 13 · to UBS
James Taylor
Aug 27 · to Wells Fargo
Virgin-Herzburg Wealth Partners
Sep 4 · to Rockefeller Global Family Office
Caitlin Alcon
Sep 4 · to UBS
Richard Horn
Sep 4 · to UBS
Deal recordFull tracker →
Sep 13, 26Deal closedRoyal London Asset Management — coverage
Sep 10, 26Deal closedContego CLO X · Five Arrows Managers — coverage
Aug 26, 26Fund launchSymetra Investment Management — coverage
Aug 25, 26Deal announcedMillennium Partners · Barclays · Nuveen Green Capital · JLL · $856M — coverage
Aug 17, 26Deal announced — coverage
Aug 17, 26Fund launch — coverage
PWD coverage
Features

Rockefeller, FiNet and Uniting absorb $3.3 billion in employee-channel books

The moves span a Truist team in Charlotte, a seven-person UBS group in Ohio and a $1 billion Morgan Stanley advisor in Olean, New York.
Features · Oct 3Fidelity tells sub-$100 million RIA clients to reach $100 million or leave by mid-2027
debt · Oct 1The 10-year hits 5.3%, highest since 2002, and CRE lenders expect values to fall
the_tape · Oct 1BlackRock files to add ETF share classes to five active funds holding $55 billion
Moves · Oct 1Morgan Stanley advisor Dana Cornell, who oversaw $1 billion, joins Uniting Wealth Partners
move · Sep 30Rockefeller adds Truist's $6.2 million Piedmont Wealth Partners team in Charlotte
etps · Sep 30HANetf ETCs and HSBC's RedCoin list zero assets as Franklin, Goldman seek crypto cash
the_wrap · Sep 30HSBC hedges HANetf bitcoin ETCs while readying Hong Kong dollar stablecoin
adoption · Sep 30Morgan Stanley builds internal lab to test stablecoins and DeFi
move · Sep 29Most remaining Wells producing managers told to pick clients or management
move · Sep 29UBS hires Merrill's John Pham and Jimmy Yip below $10M production minimum
the_tape · Sep 29BlackRock model rebalance sends $2.2 billion into iShares Large Cap Core Active ETF over five days
practice · Sep 28Ameriprise pays advisors $1,000 or a fee share to send clients to its virtual desk
Data · Sep 28Cox Capital tenders $40 million at 12.5% below NAV, naming a price for private credit exits
move · Sep 28UBS hires Merrill’s John Pham and Jimmy Yip, a $7.5 million Silicon Valley team
the_tape · Sep 28Morgan Stanley lists four thematic funds in Europe as three firms dominate active ETF inflows
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